MD, Head of Portfolio Compliance

Company Overview

A leading global alternative investment manager offers clients complementary primary and secondary investment solutions across credit, private equity, real estate, and infrastructure asset classes. They are seeking a Head of Portfolio Compliance to lead the Portfolio Compliance function within Investment Operations.

Job Responsibilities

• Establish and lead the strategic direction, governance framework, and operating model for Portfolio Compliance.
• Serve as the senior leader and principal point of escalation for portfolio compliance matters.
• Oversee the portfolio compliance oversight framework, ensuring effective governance and controls.
• Serve as a senior advisor on complex investment guidelines and regulatory requirements.
• Strengthen the control environment by identifying emerging risks and process gaps.
• Lead the development and evolution of the Portfolio Compliance operating model.
• Drive large-scale transformation initiatives focused on automation and technology enhancements.
• Build trusted relationships with senior stakeholders across various departments.
• Maintain a strategic approach to risk management within the Portfolio Compliance function.
• Build and scale the Portfolio Compliance organization, including team structure and talent strategy.

Qualifications

• Extensive experience in portfolio compliance leadership within a global investment platform.
• Proven track record in strategic transformation and operating model development.
• Strong ability to build relationships with senior stakeholders and influence business strategy.
• Expertise in risk management, governance, and reporting within investment operations.
• Demonstrated leadership skills in building and scaling high‑performing teams.

Compensation

Salary: $300,000 – $350,000, Plus Bonus