Legal Entity Controller- AVP

This is the opportunity to step into a lean team where your work lands directly on the Global Controller's desk and senior leadership knows your name from day one. You'll own your own broker-dealer legal entities end to end, driving month-end close, reconciliations, regulatory reporting, US GAAP financials, and annual audits while partnering with SEC Reporting, Tax, Treasury, and Corporate Accounting. This firm is investing heavily in AI and automation.

Key Responsibilities:

• Responsible for month-end close process and journal entries; expense accruals, and intercompany activities
• Assist in preparing annual audited financial statements for external financial reporting in compliance with U.S. GAAP
• Prepare quarterly reports in accordance with regulatory requirements and capital monitoring requirements
• Assist in preparing quarterly financial statements for financial reporting to external investors
• Perform the monthly balance sheet substantiation, evaluate adequacy of expense accruals, resolve issues, and escalate key items timely
• Prepare monthly and quarterly analytical reporting including commentary on balance sheet and P&L variances

Qualifications:

Bachelor’s degree in Accounting is required

CPA is preferred

Broker dealer experience is preferred

4-6 years of related experience in the financial accounting group of a financial services company preferred

Big Four public accounting firm experience preferable

Experience with applications such as Workiva, Tableau and Alteryx preferred