- Ensure firm activities comply with necessary rules and regulations
- Monitor transaction activity and accelerate suspicious activities
- Review work papers for accuracy
- Communicate issues requiring senior management's attention
- Track regulatory changes impacting compliance programs
- Assist in rollout of Compliance initiatives
- Oversee BAU KYC Advisory functions
- Manage escalation pipelines and follow up with stakeholders
- Develop enhancements to KYC Procedures
- Draft training materials
- Support centralized training function
Requirements
- 5-7+ years of experience in KYC, AML or related functions
- Excellent written and verbal communication and interpersonal skills
- Ability to take the lead in challenging situations
- Ability to perform detailed research and analysis
- Ability to read and comprehend complex interconnected processes and procedures
- Self-motivated with ability to work independently and achieve results
- Entrepreneurial mindset with a drive for continuous improvement and learning
- Experience with advanced document editing and/or procedure writing (nice to have)
- ACAMS or other financial industry certifications (nice to have)
- Experience with prompt writing and AI toolkits (nice to have)
Core Competencies
Demonstrates expertise in KYC and AML compliance, with a strong ability to monitor transaction activities and communicate effectively with senior management. Proven track record in developing compliance procedures and training materials while managing stakeholder relationships.
Highest-signal resume keywords
- KYC Compliance
- AML Regulations
- Transaction Monitoring
- Regulatory Change Tracking
- ACAMS Certification
ATS Optimization Keywords
Hard Skills
- KYC Procedures Development
- Detailed Research and Analysis
- Document Editing
- Procedure Writing
- Compliance Program Management
Soft Skills
- Excellent Communication Skills
- Interpersonal Skills
- Self-Motivated
- Leadership in Challenging Situations
- Entrepreneurial Mindset
Certifications & Qualifications
- ACAMS Certification
Industry Keywords
- Compliance Initiatives
- Escalation Pipelines
- KYC Advisory Functions
- Training Materials Development
- Suspicious Activity Escalation
Tools & Technologies
- AI Toolkits
- Advanced Document Editing Software