Compliance & Operations Manager (On-Site)
Join an established and growing ~$1B RIA serving high net worth families in a thoughtful, mission-driven environment. This role strengthens the firm’s operational core and supports a culture that values curiosity, problem-solving, and authentic client relationships.
What You’ll Do
- Lead and support two operations specialists while ensuring smooth client operations
- Improve systems, processes, and technology across billing, reporting, and workflows
- Oversee billing, retirement account processing, and insurance/annuity administration
- Support compliance supervision, internal reviews, and firmwide training initiatives
What’s Offered
- $110,000 - $140,000 base salary, depending on experience
- Annual bonus opportunity (typically 5 - 15% of base)
- Medical, dental, vision; retirement plan with up to 3% match; PTO
- Primarily on-site with occasional flexibility
What You Bring
- Bachelor’s Degree
- 4-15+ years experience in wealth management operations or compliance
- Licensing preferred (7 & 66 or 63 & 65)
- Strong communication, detail orientation, and process-improvement mindset
Investment Operations Manager in houston at Unknown Company
This position is listed as full time and onsite.