Job Overview
A law firm seeks an Investment Funds Regulatory Associate in Washington, D.C. The role involves working within a leading regulatory practice, assisting fund sponsors with fundraising, transactions, and navigating SEC examination and enforcement matters.
Responsibilities
- Review offering materials and fund governing documents.
- Advise clients on compliance with applicable rules and regulations.
- Prepare SEC filings and respond to examinations.
Requirements
- 1-3 years of investment funds‑related regulatory experience at a global law firm.
- Strong familiarity with the Investment Advisers Act of 1940.
- Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
- Admission to practice in the District of Columbia.
Education
Juris Doctor (JD) degree.
Certifications
- Bar admission in the District of Columbia.
Skills
- Excellent analytical and communication skills.
- Ability to manage multiple tasks and meet deadlines.
Benefits
- Comprehensive health and wellness benefits.
- Retirement savings plan.
- Professional development opportunities.
Investment Funds Regulatory Associate in washington at Unknown Company
This position is listed as full time and onsite.