H&P Executive Search is mandating a prestigious investment firm in New York City to appoint a Compliance Manager/Officer who will lead the team of juniors and report directly to the CCO.
The role requires 4+ years of compliance experience in the investment management space, with expertise in funds/management and compliance, plus knowledge of ethics and the Investment Advisors Act. A JD from a top law school is preferred but not essential.
#J-18808-LjbffrInvestment Compliance Manager — Lead Team, Drive Growth in new york at Unknown Company
This position is listed as full time and onsite.