Finalis is seeking a Quality & Risk Lead to oversee the regulatory enablement program, reporting to the Chief Compliance Officer. You will build and lead QA, risk oversight, vendor and cyber risk programs, and guide testing, with responsibility for team workload and development.
The role requires a bachelor's in business or finance, 5+ years in compliance/risk/audit in financial services, leadership experience, and knowledge of FINRA rules (including 3120).
#J-18808-LjbffrHead of Quality & Risk — Remote Compliance Leader in northern at Unknown Company
This position is listed as full time and onsite.