Head of Governance & Conduct Compliance Officer
This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$190,000.00/yr - $230,000.00/yr
International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).
Key Responsibilities
- Supervise the Compliance governance framework
- Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings
- Act as Compliance point of contact and respond requests/queries for all other Committees
- Enhance awareness and adoption of the compliance standards across the Bank
- Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards
- Manage the Bank’s Conduct program
- Identify opportunities to enhance the above framework
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Finance, Analyst, and Other
Industries
- Financial Services, Banking, and Investment Banking
Head of Governance & Conduct Compliance Officer in new york at Unknown Company
This position is listed as full time and hybrid.