Gemini is seeking a Head of Compliance for Gemini Galactic Markets, LLC to lead broker‑dealer and FCM compliance, covering SEC, FINRA, CFTC, and NFA frameworks. The role demands hands‑on development of surveillance, reporting, and written procedures in a technology‑forward environment.
The ideal candidate will oversee risk, AML, and regulatory filings, guiding cross‑functional teams and serving as the primary liaison for regulatory exams. Remote/hybrid work options exist in the US.
#J-18808-LjbffrHead of Compliance, Global Markets (Hybrid; Equity) in new york at Unknown Company
This position is listed as full time and able to be worked remotely.