U.S. Bank seeks a Fund Administration Compliance & Regulatory Manager to lead a team ensuring registered investment companies meet regulatory requirements, prospectus limits, internal policies, and client guidelines.
You will oversee monitoring, reporting, issue resolution, and audit support as the subject matter expert for ETF, mutual fund, and other funds. The ideal candidate has deep knowledge of the Investment Company Act of 1940, SEC reporting, fund governance, and risk management, plus
#J-18808-LjbffrFund Compliance Leader – ETF & Mutual Funds in milwaukee at Unknown Company
This position is listed as full time and onsite.