Job Description
Experience: C-Level
Salary: $500,000 - $1,000,000 per year
Job Details
FINRA/SEC Partner - NYC
New York,NY, US
The firm is seeking a partner with:
- $750K+ in portable business
- A substantial practice focused on FINRA, SEC, securities regulation, and/or financial services
- Strong relationships with broker-dealers, investment advisers, financial institutions, public/private companies, executives, or other securities-industry clients
- A proven track record of business development and client retention
- An interest in a platform that offers sophisticated resources while maintaining an entrepreneurial, partner-friendly environment
A bit about us
We are conducting a confidential search a FINRA/SEC Partner to join a well-established, entrepreneurial firm in New York City.
Why join us?
- Entrepreneurial Environment
- Meaningful Platform Support
- Uncapped Commissions
- Continue Growing Book without Sacrificing Autonomy
#legal #sec #financial-services #finra #securities-regulation #investment-advisors #tier2
#J-18808-LjbffrFINRA/SEC Partner - NYC in new york at Unknown Company
This position is listed as full time and onsite.