Financial Services Regulatory and Compliance Associate Mid-Level

Job Overview

A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Dallas, TX. This full-time position offers the opportunity to work with a diverse range of clients across various industries.

Responsibilities

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Strong academic background with excellent research and writing skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred but not required.

Education

• Juris Doctor (JD) degree from an accredited law school.

Certifications

• Bar admission in the relevant jurisdiction.

Skills

• Strong attention to detail and analytical skills.
• Proactive and team-oriented approach.
• Commitment to client service and responsibility.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.