Job Overview
A law firm seeks a Financial Services Associate in Charlotte to join their Financial Services group. The ideal candidate will have 3 to 7 years of experience and a strong understanding of federal securities laws, advising a diverse range of financial services clients.
Duties
Advise on fund structures and regulatory matters. Handle cross-border registration and regulatory examinations. Engage in broker-dealer matters and digital asset issues.
Requirements
3 to 7 years of relevant experience. Knowledge of the Investment Company Act and/or Investment Advisers Act. Experience with exchange-traded funds, interval funds, or digital assets is a plus. Large law firm, in-house, or regulatory agency experience preferred.
Education
Juris Doctor (JD) degree required.
Certifications
Bar admission in good standing.
Skills
Strong communication, analytical, and organizational skills.
Benefits
Comprehensive health insurance. Retirement savings plan. Professional development opportunities.
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