Morgan Stanley is seeking an EIAC Professional within its Legal & Compliance division to lead the Compliance Manager role for Wealth Management employees. You will review outside business activities, private investments, and disclosure requirements, guiding employees and designated managers to ensure adherence to firm policies.
The role requires strong collaboration, regulatory awareness, and proactive risk assessment as you partner with risk teams and the EIAC Mumbai team to resolve potential
#J-18808-LjbffrEIAC Compliance Lead: Employee Trading & Outside Activities in dallas at Unknown Company
This position is listed as full time and onsite.