Kestra Financial is seeking a Director of Surveillance to lead a team in Austin, TX. You will design and optimize surveillance controls across broker-dealer and investment advisory activities, ensuring compliance with FINRA, SEC, and state requirements.
You will partner with Compliance, Legal, Supervision, AML, and Technology to drive scalable risk management and reporting, while mentoring analysts and advancing surveillance capabilities.
#J-18808-LjbffrDirector, Surveillance & Risk Management in austin at Unknown Company
This position is listed as full time and onsite.