- Build and manage the business line's centralized LOD1 function, including strategic vision and implementation plans.
- Act as business-line liaison to Enterprise Risk Management, Operational Risk Management, and Compliance in support of the company's 3LOD program.
- Work with Compliance and other Risk functions to understand and monitor applicable regulations and requirements.
- Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments.
- Partner with Business Continuity Management on business' participation in BC/DR tests.
- Own and maintain required process and technical recovery plans.
- Oversee and monitor the business-lines' third-party relationships, including both performance and risk management.
- Own and maintain business-lines' process inventory and internal control environment inventory.
- Design, maintain, and report metrics (KPIs and KRIs) demonstrating control effectiveness.
- Identify and self-report issues through the ERM Self-Identified Issue Process.
- Ensure risk remediation plans exist and are sufficient; track remediation plans to completion.
- Drive periodic executive level reporting regarding business risk management activities.
Requirements
- Bachelor's degree in Business Administration, Finance, Accounting or other related field of specialty.
- Typically, a minimum of 12 years of progressive experience in the financial services industry or experience within a three-lines of defense program.
- Demonstrated success leading risk functions in a 3LOD environment.
- Demonstrated ability to work effectively in a complex, highly regulated environment.
- Excellent problem solver with effective change management skills
- Working knowledge of regulatory requirements specific to the business-lines.
- Excellent communication, organization and interpersonal skills, with demonstrated ability to collaborate and build trust in business partners.
- Effective influence management skills.
- Background and drug screen.
- For CDO focus area: Knowledge and experience with model risk management and first line support for Chief Data Office.
- Demonstrated success developing and implementing effective risk solutions for data management.
Core Competencies
Demonstrates extensive experience in managing risk functions within a three-lines of defense framework, with a strong focus on regulatory compliance and effective risk solutions. Proven ability to lead strategic initiatives, develop metrics for control effectiveness, and foster collaboration across business lines.
Highest-signal resume keywords
- Risk Management
- Three-Lines Of Defense
- Regulatory Compliance
- Change Management
- Data Management
ATS Optimization Keywords
Hard Skills
- Risk And Control Self Assessments
- Process Inventory Management
- Technical Recovery Plans
- KPI Development
- KRI Reporting
- Risk Remediation Tracking
- Model Risk Management
Soft Skills
- Problem Solving
- Communication
- Collaboration
- Influence Management
- Organizational Skills
Industry Keywords
- Financial Services
- Enterprise Risk Management
- Operational Risk Management
- Compliance
- Business Continuity Management