Director Regulatory Compliance

Key Responsibilities

• Lead and manage complex RCI engagements, including internal investigations, regulatory response, fraud risk assessments, compliance program development, and forensic accounting.
• Serve as a trusted advisor to clients across various industries, providing insights on evolving regulatory environments and government enforcement trends.
• Ensure high-quality deliverables, adherence to deadlines, and client satisfaction on all projects.
• Drive new business opportunities through networking, relationship development, and participation in industry events and thought leadership.
• Collaborate with firm leadership to develop go-to-market strategies and service offerings aligned with client demand and market trends.
• Expand the RCI practice’s footprint by cultivating long‑term client relationships and cross‑selling firm-wide capabilities.
• Lead, coach, and mentor a team of consultants and senior professionals within the RCI group while fostering a collaborative, high‑performance culture that values diversity, integrity, and innovation.

Required Qualifications

• Bachelor’s degree (BA/BS) in Accounting, Finance, or a related field.
• CPA, JD, or CFE certification required.
• 15+ years of experience in regulatory compliance, forensic accounting, investigations, or related advisory work.
• Prior experience working in government agencies is required.
• Proven success in a business development.
• Strong knowledge of Federal, State and Local regulatory frameworks (e.g., DOJ, SEC, OFAC, FCPA, AML, DOL, MWBE, NYS 421-A, 485‑X white‑collar defense, etc.).
• Experience managing cross‑functional teams and complex investigations across industries.
• Excellent communication, presentation, and relationship‑building skills.
• Entrepreneurial mindset with a strong commitment to delivering client value and growing practice areas.