Lead regulatory compliance, BSA/AML, and fair lending audit engagements for financial institution clients, including planning, execution, and reporting
Oversee risk assessment, testing strategies, and documentation to ensure alignment with regulatory expectations and firm methodologies
Perform high-level review of workpapers, findings, and reports to ensure accuracy, consistency, and quality of deliverables
Communicate engagement results, findings, and recommendations clearly and confidently to clients, both verbally and in written reports
Serve as a primary point of contact for clients, building trusted relationships and providing ongoing advisory support
Provide real-time feedback, guidance, and coaching to engagement teams to ensure timely and efficient delivery
Lead engagement teams by creating a collaborative environment, motivating team members, and fostering professional development
Support staffing decisions and workload management to balance execution, review, and growth across the team
Identify opportunities for process improvement, including enhancements to audit programs, workpapers, and delivery methodologies
Assist in standardizing practices, tools, and templates to improve efficiency and consistency across engagements
Partner with leadership to support engagement scoping, pricing, and resource planning
Participate in business development efforts, including proposal development, client presentations, and identifying opportunities to expand services
Collaborate with other Elliott Davis team members across service lines to deliver integrated client solutions
Provide high-quality client service that meets or exceeds expectations while maintaining strong engagement economics
Requirements
A minimum of 12 years of relevant experience in financial services compliance/BSA/AML, in audit, or consulting
Bachelor’s degree from an accredited college/university