Morgan Stanley is seeking an EIAC Professional to join our Legal and Compliance team in Dallas. You will serve as Compliance Manager for Wealth Management employees, review outside business activity disclosures, and provide guidance on Employee Trading and Private Investment policies.
You will maintain manager assignments, assist with system access requests, and gather information for regulators or Internal Audit.
#J-18808-LjbffrDirector, Employee Trading & Outside Activities Compliance in dallas at Unknown Company
This position is listed as full time and onsite.