Equity Trust Company in Dallas, TX seeks a Director – Brokerage Operations to lead account lifecycle and broker-dealer operations. You will oversee opening new accounts, ongoing maintenance, and ensure compliance with federal/state regulations and FINRA rules.
You will guide process improvements, supervise the operations team, coordinate with regulators and vendors, and mentor staff to strengthen service levels and risk management across the account lifecycle.
#J-18808-LjbffrDirector, Brokerage Operations & Account Lifecycle in dallas at Unknown Company
This position is listed as full time and onsite.