Compliance Officer

Compliance OfficerNew YorkThe RoleSixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing the firm's marketing and distribution process. The Compliance Officer will also drive key compliance-related projects and initiatives, including those pertaining to Sixth Street's Global Capital Markets platform, compliance testing, training, regulatory filings, and designing, implementing and advising on policies and procedures.Core ResponsibilitiesOwn the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials to ensure compliance with all applicable regulations, including SEC, FINRA and other relevant guidelinesUtilize deep understanding of the SEC Marketing Rule to act as a key advisor to Sixth Street's Capital Formation and Strategy team on private fund and separately managed account marketingManage and maintain Sixth Street's Global Capital Markets compliance programCollaborate with senior internal stakeholders on future business growth areas by organizing and managing regulatory workstreamsManage and drive regulatory reporting obligations (e.g., ADV, Form PF)Design and draft policies and procedures and lead new compliance initiatives as the compliance environment and business evolvesEnhance compliance workflows and create efficiencies in processes by collaborating with Engineering in utilizing technology and AIReview regulatory developments and implement procedures to ensure platform compliance with all applicable rules and regulationsWhat We ValueHighly motivated, entrepreneurial, and team-oriented candidatesOwnership mentality / Entrepreneurial mindsetHigh energy and integrityHighly curious and motivatedSelf-starter who requires little directionStrong analytical and problem-solving skillsStrong combination of organizational and interpersonal/communication skillsStrong academic credentialsPreferred5+ years of relevant compliance experience at an asset manager or private fund investment adviserStrong understanding of SEC Marketing Rule and application of rule in private fund marketingBachelor's Degree; MBA and/or JD (optional)Detail-oriented, responsible and proactiveAbility to handle multiple tasks simultaneously and work under pressureStrong written and oral communication skillsDeadline-oriented to meet time-sensitive contractual requirementsCandidate must be self-motivated and willing to work in a team environment across multiple officesIdeal candidate will be a team player, able to work collaboratively across different teams, and train team members on areas of expertiseCompensationThe base salary for this position is expected to be between $175,000 and $200,000. The base salary offered to the selected candidate will be commensurate with a candidate's relevant experience and other qualifications for the position, as determined by Sixth Street in its sole discretion.In addition to base salary, this position is eligible for an annual discretionary bonus and a competitive benefits package.

Benefits offered currently include health, life, long-term and short-term disability insurance and a 401(k) plan. In addition, this role is eligible for paid public holidays (NYSE calendar), paid sick days pursuant to local laws, and additional reasonable time off subject to manager approval.If a job offer is extended for a location other than New York, the salary range may differ based on the location.About Sixth StreetFounded in 2009, Sixth Street is a leading global investment firm dedicated to developing themes and offering solutions to companies across all stages of growth. Our firm is designed for cross-platform collaboration at scale: we build businesses, invest for growth, acquire assets, provide direct financing, identify value in public markets, purchase royalty streams, and regularly develop first-of-their-kind structures to meet the strategic objectives of management teams. We do all this globally and as one unified team of investment and control-side professionals working on behalf of our institutional investors and their beneficiaries around the world. We believe adhering to our core values is a competitive advantage. Everyone on our team contributes their perspectives and expertise to help us solve complex challenges and get to the right answer. At Sixth Street, the best idea wins.