A financial services company based in North Carolina seeks a Compliance Manager/Director to oversee compliance for client series trusts. This role involves supporting the Chief Compliance Officer, managing compliance calendars, attending Board meetings, and ensuring adherence to the Investment Company Act and other regulations. The ideal candidate possesses significant experience in compliance and a strong attention to detail. This is a full-time position at the mid-senior level.
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Compliance Director — 1940 Act Investment Trusts in rocky mount at Unknown Company
This position is listed as full time and onsite.