Compliance ConsultantThe Compliance Consultant will be a key player in ensuring that Charles River Development's installed base of clients is optimizing their use of CRD products. He/she will leverage his/her previous extensive investment company compliance experience to provide solutions for optimizing usage of the Charles River Trading and Compliance Master Systems in the field at customer sites. Some knowledge of database systems and technology is desired.
Responsibilities include:Visit customers on-site as required to address best practices, workflows, and other specific compliance needsWork with all levels of managementRequirements include:Bachelors Degree minimum; Masters Degree in Finance, Computer Science or related is idealMinimum of 5 years in Investment Company compliance experience (including SEC and IRS Regulatory knowledge)In depth knowledge of regulatory requirements including Investment Company Act of 1940, Internal Revenue Code and ERISASpecific knowledge of SEC 2a-7 RegulationAbility to understand and decipher Prospectus and Statement of Additional Information and Investment Policies and Restrictions of ClientKnowledge of all type of investments, including domestic and internationalSystems applications experience a plusAbility to travel as needed to customer sites to perform on site troubleshooting and/or short term consulting engagementsExcellent written and oral presentation skillsGeneral knowledge of database systems and how an automated compliance environment functionsA background in SEC, IRS, and Client Mandated Compliance Monitoring neededMust be organized, self-motivated and deadline oriented