Supporting the day-to-day operations of a compliance program, the full-time remote Compliance Associate will perform monitoring and testing, maintain compliance policies and training records, and document findings to ensure adherence to legal and regulatory requirements. Key Responsibilities Conduct scheduled compliance monitoring and testing of lending and servicing controls, documenting results and escalating issues as necessary Maintain and update compliance policies and procedures, coordinating training administration and ensuring proper documentation Manage issue and remediation processes, including tracking corrective actions and preparing reports on compliance activities Required Qualifications Bachelor's degree in compliance, finance, business, accounting, legal studies, or a related field 2+ years of experience in compliance, quality assurance, risk, audit, or lending operations Experience with sample-based reviews and documentation of findings Familiarity with regulated financial services processes preferred Strong analytical and documentation skills, with proficiency in Microsoft Excel, Word, and PowerPoint
Compliance Associate in workfromhome at Unknown Company
This position is listed as full time and able to be worked remotely.