Our client, a prominent asset manager, is looking to hire a Compliance Associate to their team to support generalist compliance responsibilities
Key Responsibilities:
- Support regulatory governance filings such as Form ADV, PF, etc.
- Conduct compliance testing.
- Administer compliance training and update materials to address material changes within the organization.
- Support AML, KYC, and OFAC initiatives across the organization.
- Respond to regulatory inquiries and facilitate regulatory examinations.
- Develop policies & procedures and update the Compliance Manual.
- Marketing material review
Requirements
- Bachelor's Degree
- 2-8 years of compliance experience at an asset management firm
Compliance Associate - Asset Management in New York City Metropolitan Area at Arrow Search Partners
This position is listed as full time and onsite. It was posted 3 days ago.