Unknown Company

Compliance Analyst

new york, ny • Posted 1 weeks ago
Onsite Full Time Legal

An elite global hedge fund is seeking a Compliance Analyst to join its growing Legal & Compliance team.

This is an exceptional opportunity to join a high-performing investment platform with a reputation for excellence, offering broad exposure across the business and the chance to work alongside experienced compliance professionals in a fast-paced environment. The firm is committed to investing in its people and is happy to provide training and development to individuals looking to build their careers within compliance.

Key Responsibilities:

  • Support the day-to-day operation of the firm's compliance monitoring and control framework.
  • Monitor trading activity and investigate exceptions, alerts, and potential policy breaches.
  • Assist with regulatory reporting, compliance reviews, and internal governance processes.
  • Review positions and transactions to ensure adherence to regulatory requirements and internal policies.
  • Work closely with stakeholders across Trading, Operations, Risk, and Legal to support compliance objectives.
  • Maintain compliance records, documentation, and management information.
  • Assist with regulatory change projects and the implementation of new compliance initiatives.
  • Contribute to fostering a strong culture of compliance across the business.

Requirements:

  • Experience within Compliance, Risk, Operations, Regulatory Reporting, Trade Surveillance, or a related control function.
  • Strong analytical skills and high attention to detail.
  • Excellent communication and stakeholder management abilities.
  • A proactive approach and willingness to learn.
  • Interest in financial markets and the investment management industry
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Compliance Analyst in new york at Unknown Company

This position is listed as full time and onsite.

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