Overview
Team is responsible for the processing, handling and oversight of all Physical certificates / Safekeeping transactions (deposit / withdrawals) at the firm. Which includes but not limited to Restricted Securities, Reorg, International physical settlement, ACAT Physical Settlement and DRS / DWAC Transactions.
Education, Experience, Knowledge, and Skills
- Education and/or Experience: College Degree or 5+ years of Industry Knowledge
- Knowledge/Skills: Financial industry and Physical Certificate product knowledge
- Knowledge/Skills: Knowledge on working with a third party Custodian and Transfer Agents
- Knowledge/Skills: Knowledge of applicable compliance rules and regulations (15c3-3, 17a-13)
- Knowledge/Skills: Proficient of Physical Certificate negotiability and required documents
- Knowledge/Skills: Ability to interact and communicate effectively with colleagues and clients
- Knowledge/Skills: Excellent written and verbal communication skills
Client Services Associate in new york at Unknown Company
This position is listed as full time and onsite.