Supporting Empower Personal Wealth's Operations group, the full-time remote Brokerage Operations Specialist will process brokerage operational transactions, review new account applications, and coordinate business processes across internal departments. Key responsibilities Review and set up new account applications, process contributions, and conduct suitability reviews for the Brokerage line of business Conduct daily reviews of outstanding applications and customer requests to ensure timely processing and enhance customer experience Provide ongoing status updates to clients regarding applications and processing activities while supporting audits and operational projects Required qualifications Bachelor's degree in business or equivalent experience 1-2 years of experience in financial services Series 7, Series 24, and Series 63 FINRA registrations required Advanced Microsoft Excel skills Experience managing escalated situations in a fast-paced environment
Brokerage Operations Specialist in workfromhome at Unknown Company
This position is listed as full time and able to be worked remotely.