Associated Banc-Corp is seeking an executive leader to oversee broker-dealer and RIA operations in Milwaukee, ensuring strong controls and compliance. The role requires Series 7/24/27 licenses, deep FINRA/SEC knowledge, and proven leadership in complex settings.
You will partner with Finance, drive regulatory filings, and lead strategic process improvements while building high‑performing teams in a growth‑oriented environment.
#J-18808-LjbffrBrokerage & RIA Operations Leader, Compliance & Controls in milwaukee at Unknown Company
This position is listed as full time and onsite.