Capital One (through its subsidiary) is seeking a Manager of Broker-Dealer Operations in New York City. This hybrid role drives the execution and compliance of daily trading activities and defines the control environment for our trading function.
You will document auditable processes, strengthen risk judgment, and partner with Compliance, Legal, Product, Engineering, Treasury, and external banking partners to support scalable workflows and regulatory readiness.
#J-18808-LjbffrBroker-Dealer Operations Manager | Compliance & Trading in new york at Unknown Company
This position is listed as full time and hybrid.