Associated Bank is seeking a senior operations leader to direct broker-dealer and RIA platform activities, ensuring regulatory alignment and efficient operations. You will partner across Finance, Risk, Compliance, and Private Wealth to shape a scalable operating model.
Required is 10+ years in broker-dealer/RIA operations, 7+ years in leadership, and active Series 7, 24, 27 licenses. This role offers strategic visibility with senior leadership and growth opportunities.
#J-18808-LjbffrBroker-Dealer Operations Lead & FINOP in green bay at Unknown Company
This position is listed as full time and onsite.