A reputable IT staffing firm is seeking a Compliance Administrator in Florham Park, NJ. This role involves managing the onboarding process for new representatives and ensuring compliance with regulatory requirements. Ideal candidates will have a bachelor's degree, 2+ years in broker-dealer compliance, and proficiency with CRD/IARD systems. Strong organizational skills and attention to detail are essential. The company offers a contract-to-hire opportunity.
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Broker-Dealer Compliance Onboarding Specialist in florham park at Unknown Company
This position is listed as contract and onsite.