Edward Jones is seeking a Branch Auditor to review operational, regulatory, and risk controls across branch offices. In this role, you will conduct on-site and remote audits of client accounts, trade activity, documentation, and branch procedures to ensure compliance with firm policies and industry regulations. You will analyze findings, prepare clear audit reports, and partner with financial advisors and branch teams to recommend corrective actions and process improvements.
The ideal candidate brings strong attention to detail, knowledge of brokerage/wealth management operations, and the ability to communicate complex requirements in a practical, client-focused way.
Branch Auditor in st. louis at Unknown Company
This position is listed as full time and able to be worked remotely.