CIM Group is seeking an AVP to lead and coordinate CIM's compliance program for registered and non-registered investment advisers in Los Angeles. You will drive regulatory filings, data privacy initiatives, vendor risk reviews, and AML/KYC processes while guiding cross-functional teams and assuring regulatory adherence.
The role requires deep regulatory knowledge, superior coordination, and hands-on program management to strengthen controls and deliver compliant outcomes for CIM Group.
#J-18808-LjbffrAVP, Compliance & Risk Strategy in los angeles at Unknown Company
This position is listed as full time and onsite.