Associate Financial PlannerWorking together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual's strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard.
As we evolve, we are seeking an Associate Financial Planner who shares our vision and values. The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community. If this resonates with you, we invite you to apply today!ResponsibilitiesAssist with account opening, transfers and maintenanceSupport advisors with research, data entry, and plan implementationMaintain CRM records and ensure compliancePartner with Financial Advisor to review clients' current portfolio design, understand client goals, enter client data, and conduct financial analysis.Evaluate overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives.Perform detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop planResearch information as necessary on a case-by-case basisPrepare files for meetings with existing and new clientsPrepares, coordinates and follows through on any needed communication with new or existing clientsRespond to client questions by telephone, email and occasional personal visits.Conduct research as needed related to basic income tax questions, estate planning, and other legal issues - requesting guidance when appropriate.May participate in client presentations.May open, transfer, and close customer accounts and maintain appropriate account records.May obtain and verify the client's purchase and sale instructions, enter orders, and follow up on completion of transactions.Ensure firm and regulatory policies are followed within compliance standardsPerform other duties and responsibilities as assigned.Proficiency InCRM softwareMicrosoft SuiteFinancial Planning softwareFinancial marketsEducation/Experience RequirementsBachelor's degree in a related field and three years' experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services~or~ An equivalent combination of experience, education and/or training as approved by Human ResourcesLicensesSIE, Series 7, Series 63, 65 and/or 66 as required by state - or ability to obtain within twelve monthsAdditional Information:This position is hybrid in Caldwell, IDMainspring Wealth Advisors, LLC and its employees are independent contractors with respect to Raymond James, not employees of Raymond James.
The term "Raymond James" includes, but is not limited to, Raymond James Financial Services, Inc. ("RJFS") and Raymond James Financial Services Advisors. Inc.
("RJFSA") as affiliates.PLEASE NOTE: The benefits link and benefits description below do not apply to this job posting because the hiring entity is a RJFS independent branch and all RJFS associates at this branch are independent contractors with respect to Raymond James. If you are offered a position by this RJFS branch, employment and benefits will solely be offered by the branch and not by Raymond James.