Associate Financial AdvisorWealth Enhancement is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from our over 140 offices - and growing - nationwide.Since 1997, Wealth Enhancement has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future.
For more information, please visit have an exciting opportunity for an Associate Financial Advisor to join our advisory practice in The Woodlands, TX. As an AFA, you will work as part of an advisory team, and on behalf of senior advisors, to help clients achieve their financial goals as well as help the team meet objectives for sales growth and client retention, providing white-glove service that exceeds our clients' expectations.The expected pay range for this Associate Financial Advisor position is $70,000 to $90,000 annually. This range may include a base salary plus variable compensation.
The company in good faith believes it would pay in this range for this role at the time of posting. Actual compensation within this range will depend on your qualifications, skills, and credentials, educational and professional experience and actual compensation will depend on your productivity and sales numbers and can be below or exceed the range. A full benefits suite is offered, including health and dental insurance, 401k retirement plan, paid time off and other benefits.Primary Job FunctionsWork with the financial advisory team to actively manage client relationships with excellent serviceAssist the Financial Advisor during client meetings and with follow-upTake meeting notes and promptly enter into CRMPresent financial advice or plan to client with the Financial AdvisorMeet with client to obtain additional planning information or to clarify/confirm information providedAnalyze client's investments, insurance policies, and financial planPlace trades and oversee/manage tasks completed by the client service teamSystematize the review process utilizing the CRM systemGather data for client reviews and review client files for additional sales opportunitiesCreate reviews utilizing the Wealth Enhancement Group review systemAnalyze a client's financial data in light of their financial goalsMeet or call clients to obtain any additional planning information or clarify/confirm information providedPrepare client information to present to the Roundtable, if requiredWork effectively and professionally with the Financial Planning department, if requiredEducation/Qualifications4-year degree required; business, finance, economics preferred2+ years of experience within the wealth management industryActive Series 65Advanced designation preferred (CFP)Able to prepare client reviews and assist in meetings with senior advisorsPossesses excellent analytical, organizational, and communication skills (both oral & written)Able to manage multiple projects at onceComprehensive Benefits OfferingsOur benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony.
You may be eligible to participate in the following benefits & development opportunities:Training and professional developmentMedical, dental and vision coverage (Available to full-time employees and their families)Health Savings Account (HSA) with employer contribution and Flexible Spending Accounts (FSA) for medical, dependent, and transit expensesLife and AD&D insurance – employer paid and voluntary optionsShort-term and long-term disability, workers compensation – employer paid401k with match and profit sharingWellness programs and resourcesVoluntary benefits, including pet insurance18 days of paid time off (PTO), accrued annually (25 PTO days after 4 years of service)12 paid holidays each year (10 pre-determined and 2 floating days)Paid parental leave and paid caregiver leave (Caregiver leave available after 6 months of tenure)Reimbursement for tuition, licensing, and other credentials (Available after meeting service requirements)