Raymond James & Associates in Saint Petersburg, Florida, is seeking a risk-focused Surveillance and Compliance Analyst. The role involves data-driven surveillance of broker-dealer and investment adviser activities, with independent analysis of large data sets and creation of executive summaries.
The position emphasizes collaboration with Vice Presidents and Senior Leaders in a hybrid environment. Requirements include a Bachelor’s Degree in a related field, 6+ years in finance/compliance, SIE,
#J-18808-LjbffrAnalytics-Driven Surveillance Risk & Trends Lead in saint petersburg at Unknown Company
This position is listed as full time and hybrid.