Chief Compliance Officer (CCO)

Chief Compliance Officer (CCO)

About the Company

Pioneering digital banking platform for financial services transformation

Industry
Financial Services

Type
Privately Held

Employees
51-200

About the Role

The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible for building and maintaining the entire compliance infrastructure for the enterprise, serving as a key point of contact between management and regulators. This role requires a professional with considerable skill and expertise in regulatory matters, including experience in managing regulatory examinations and leading a team to identify and manage risks. The Chief Compliance Officer will be a primary adviser to the Executive Management Team and the Board of Directors, ensuring that the company stays up to date with all regulatory developments and meets relevant deadlines. Additionally, the role involves developing and implementing policies and procedures, overseeing the BSA program, and working with internal audit to ensure compliance. Applicants for the Chief Compliance Officer position at the company should have a Bachelor's degree and 10-15 years of experience in banking, compliance, or the securities industry, with a focus on digital assets. The ideal candidate will have a proven track record as a CCO at a significant financial institution, with a Master's or legal degree being a plus. Key responsibilities include proactively building relationships with regulators, facilitating regulatory change management, and ensuring that testing is performed in accordance with expectations. The role also involves implementing the three lines of defense, writing and defining policies and procedures, and coordinating enterprise-wide compliance training. The company values diversity of thought, culture, background, and experience, and is an equal-opportunity employer.

Hiring Manager Title
Chief Risk Officer

Travel Percent
Less than 10%

Functions

• Finance